This is where you can access NR Smith and Associates' Public Disclosures, Privacy, and Retention Policies, as well as many great websites that we have found to be useful and informative. Simply click on a link, a new window will pop up. Close the window when you are ready to return to this page.
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Public Disclosures, Privacy & Retention Policies
ADV Part 2 As registered investment advisors, we are required to disclose to clients and prospects the background of each advisor, our investment policy and summarized procedures.
Privacy Policy and Records Retention Schedule At least annually, our firm publishes its Privacy Policy for clients and prospects. The firm constantly reviews to ensure protection of your privacy and limits access from third parties to only records and/or information you have specificly authorized.
Personal records not used in the normal course of a business operation are oftentimes treated differently for scheduling destruction. This is why we offer the opportunity for individual to review this suggested schedule and modify it according to your needs, keeping in mind any federal, state, or local jurisdiction requirements.
Financial
Money Magazine Money Magazine offers an online edition that is a great resource for financial information.
